| P |
2013-05-16 |
2013-05-21 12:25:04 |
ACME UNITED CORP |
ACU |
North Star Investment Manageme |
10% owner |
100 |
$12.80 |
$1,280.00 |
384,493 |
view |
| P |
2013-05-14 |
2013-05-21 13:45:29 |
AIR METHODS CORP |
AIRM |
Kikumoto C David |
director |
5,000 |
$34.41 |
$172,048.00 |
68,750 |
view |
| P |
2013-05-21 |
2013-05-21 17:01:58 |
ALLIED MOTION TECHNOLOGIES INC |
AMOT |
Federico Richard D |
director |
785 |
$7.00 |
$5,495.00 |
12,759 |
view |
| P |
2013-05-21 |
2013-05-21 17:02:11 |
ALLIED MOTION TECHNOLOGIES INC |
AMOT |
Heath S. R. Jr. |
director |
357 |
$7.00 |
$2,499.00 |
29,133 |
view |
| P |
2013-05-20 |
2013-05-21 16:26:43 |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. |
MDRX |
BASCOMB STUART L |
director |
3,701 |
$14.02 |
$51,888.00 |
32,000 |
view |
| P |
2013-05-21 |
2013-05-21 19:41:55 |
AMBIT BIOSCIENCES CORP |
AMBI |
FLEMING STANDISH |
director |
263,301 |
$8.00 |
$2,106,410.00 |
966,146 |
view |
| P |
2013-05-21 |
2013-05-21 19:43:40 |
AMBIT BIOSCIENCES CORP |
AMBI |
Marchington Allan P |
director |
431,527 |
$8.00 |
$3,452,220.00 |
1,327,040 |
view |
| P |
2013-05-21 |
2013-05-21 19:45:35 |
AMBIT BIOSCIENCES CORP |
AMBI |
ELMS STEVE |
director |
423,635 |
$8.00 |
$3,389,080.00 |
1,546,440 |
view |
| P |
2013-05-20 |
2013-05-21 10:31:06 |
APACHE CORP |
APA |
FARRIS G STEVEN |
CEO |
10,000 |
$83.69 |
$836,908.00 |
380,499 |
view |
| P |
2013-05-21 |
2013-05-21 16:53:22 |
BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND |
BGH |
Freno Michael |
officer (Vice President) |
1,000 |
$25.12 |
$25,123.60 |
3,000 |
view |
| P |
2013-03-19 |
2013-05-21 21:40:54 |
BankGuam Holding Co |
BKGM |
Crouthamel Roger Powell |
director |
639 |
$9.50 |
$6,070.50 |
383,549 |
view |
| P |
2013-05-17 |
2013-05-21 16:03:24 |
CADIZ INC |
CDZI |
Hickox Winston H |
director |
6,000 |
$5.87 |
$35,230.80 |
15,000 |
view |
| P |
2013-05-21 |
2013-05-21 11:34:40 |
Celsion CORP |
CLSN |
Martinez Alberto R Jr |
director |
5,000 |
$0.93 |
$4,650.00 |
175,375 |
view |
| P |
2013-05-21 |
2013-05-21 11:35:37 |
Celsion CORP |
CLSN |
Martinez Alberto R Jr |
director |
5,000 |
$0.93 |
$4,650.00 |
175,375 |
view |
| P |
2013-05-20 |
2013-05-21 12:48:39 |
CENTURY BANCORP INC |
CNBKA |
EVANGELISTA PAUL A |
officer (Executive Vice President) |
21 |
$33.41 |
$696.77 |
5,169 |
view |
| P |
2013-05-20 |
2013-05-21 17:11:18 |
CHESAPEAKE ENERGY CORP |
CHK |
DUNHAM ARCHIE W |
director |
450,000 |
$20.89 |
$9,401,900.00 |
799,138 |
view |
| P |
2013-05-17 |
2013-05-21 21:03:35 |
CLEVELAND BIOLABS INC |
CBLI |
SALUCK RANDY S. |
director |
3,500 |
$1.60 |
$5,613.30 |
84,500 |
view |
| P |
2013-05-16 |
2013-05-21 11:22:49 |
COPYTELE INC |
COPY |
JOHNSON BRUCE F |
director |
25,000 |
$0.31 |
$7,750.00 |
5,764,330 |
view |
| P |
2013-05-21 |
2013-05-21 11:55:54 |
CROSS COUNTRY HEALTHCARE INC |
CCRN |
Grubbs William J |
director officer (President and COO) |
3 |
$5.24 |
$15.72 |
46,732 |
view |
| P |
2013-05-21 |
2013-05-21 11:55:54 |
CROSS COUNTRY HEALTHCARE INC |
CCRN |
Grubbs William J |
COO |
9,997 |
$5.25 |
$52,484.20 |
56,729 |
view |
| P |
2013-05-21 |
2013-05-21 18:25:06 |
Customers Bancorp, Inc. |
CUBI |
ROTHERMEL DANIEL K |
director |
5,970 |
$16.75 |
$99,997.50 |
29,357 |
view |
| P |
2013-05-21 |
2013-05-21 18:27:30 |
Customers Bancorp, Inc. |
CUBI |
Way T Lawrence |
director |
24,628 |
$16.75 |
$412,519.00 |
202,294 |
view |
| P |
2013-05-21 |
2013-05-21 18:29:58 |
Customers Bancorp, Inc. |
CUBI |
HOGAN JAMES D |
CFO |
4,925 |
$16.75 |
$82,493.80 |
4,925 |
view |
| P |
2013-05-21 |
2013-05-21 18:31:41 |
Customers Bancorp, Inc. |
CUBI |
SIDHU JAY S |
CEO |
14,925 |
$16.75 |
$249,994.00 |
253,497 |
view |
| P |
2013-05-17 |
2013-05-21 14:31:12 |
CYTOMEDIX INC |
CMXI |
JORDEN DAVID EMERSON |
director |
25,000 |
$0.50 |
$12,500.00 |
6,850,000 |
view |
| P |
2013-05-21 |
2013-05-21 14:31:12 |
CYTOMEDIX INC |
CMXI |
JORDEN DAVID EMERSON |
director |
55,000 |
$0.50 |
$27,500.00 |
6,905,000 |
view |
| P |
2013-05-20 |
2013-05-21 19:29:12 |
DEL TORO SILVER CORP. |
DTOR |
Fagen Patrick |
CFO |
250,000 |
$0.02 |
$5,625.00 |
1,812,300 |
view |
| P |
2013-05-21 |
2013-05-21 19:29:12 |
DEL TORO SILVER CORP. |
DTOR |
Fagen Patrick |
CFO |
39,000 |
$0.03 |
$975.00 |
1,851,300 |
view |
| P |
2013-05-20 |
2013-05-21 10:13:36 |
DIGITAL ALLY INC |
DGLY |
Heckman Thomas J |
CFO |
200 |
$6.50 |
$1,300.00 |
29,286 |
view |
| P |
2013-05-13 |
2013-05-21 14:03:59 |
DOW CHEMICAL CO /DE/ |
DOW |
Edmonds Ronald C |
officer (Vice President and Controller) |
100 |
$34.42 |
$3,442.00 |
100 |
view |
| P |
2013-04-01 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
100 |
$3.24 |
$324.00 |
165,850 |
view |
| P |
2013-04-03 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
100 |
$3.00 |
$300.00 |
165,950 |
view |
| P |
2013-04-05 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
100 |
$3.25 |
$325.00 |
166,050 |
view |
| P |
2013-04-12 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
200 |
$3.15 |
$630.00 |
166,250 |
view |
| P |
2013-04-17 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
300 |
$3.25 |
$975.00 |
166,550 |
view |
| P |
2013-05-08 |
2013-05-21 12:43:59 |
DYNARESOURCE INC |
DYNR |
SMITH CHARLES |
CFO |
1,800 |
$3.14 |
$5,652.00 |
168,350 |
view |
| P |
2013-05-20 |
2013-05-21 09:10:29 |
Global Immune Technologies Inc. |
GIMU |
TALON SERGE GEORGE |
director officer (President) |
5,000 |
$0.09 |
$475.00 |
982,300 |
view |
| P |
2013-05-20 |
2013-05-21 09:10:29 |
Global Immune Technologies Inc. |
GIMU |
TALON SERGE GEORGE |
director officer (President) |
16,330 |
$0.08 |
$1,224.75 |
998,630 |
view |
| P |
2013-05-20 |
2013-05-21 09:10:29 |
Global Immune Technologies Inc. |
GIMU |
TALON SERGE GEORGE |
director officer (President) |
500 |
$0.08 |
$40.00 |
999,130 |
view |
| P |
2013-05-20 |
2013-05-21 09:23:51 |
Global Immune Technologies Inc. |
GIMU |
Desroches Michel |
10% owner |
50,000 |
$0.08 |
$3,750.00 |
4,502,500 |
view |
| P |
2013-05-20 |
2013-05-21 09:23:51 |
Global Immune Technologies Inc. |
GIMU |
Desroches Michel |
10% owner |
10,000 |
$0.06 |
$650.00 |
4,512,500 |
view |
| P |
2013-05-20 |
2013-05-21 09:23:51 |
Global Immune Technologies Inc. |
GIMU |
Desroches Michel |
10% owner |
20,000 |
$0.06 |
$1,200.00 |
4,532,500 |
view |
| P |
2013-05-17 |
2013-05-21 16:38:00 |
GRIFFON CORP |
GFF |
MEHMEL ROBERT F |
COO |
10,000 |
$11.53 |
$115,261.00 |
30,000 |
view |
| P |
2013-05-20 |
2013-05-21 16:38:00 |
GRIFFON CORP |
GFF |
MEHMEL ROBERT F |
COO |
10,000 |
$11.83 |
$118,257.00 |
40,000 |
view |
| P |
2013-05-21 |
2013-05-21 16:38:00 |
GRIFFON CORP |
GFF |
MEHMEL ROBERT F |
COO |
10,000 |
$11.72 |
$117,189.00 |
50,000 |
view |
| P |
2013-05-21 |
2013-05-21 16:48:55 |
HARRIS & HARRIS GROUP INC /NY/ |
TINY |
Forman Sandra Matrick |
officer (General Counsel) |
700 |
$3.36 |
$2,351.30 |
84,214 |
view |
| P |
2013-05-21 |
2013-05-21 16:48:55 |
HARRIS & HARRIS GROUP INC /NY/ |
TINY |
Forman Sandra Matrick |
officer (General Counsel) |
1,200 |
$3.36 |
$4,029.60 |
85,414 |
view |
| P |
2013-05-21 |
2013-05-21 16:48:55 |
HARRIS & HARRIS GROUP INC /NY/ |
TINY |
Forman Sandra Matrick |
officer (General Counsel) |
100 |
$3.36 |
$335.50 |
85,514 |
view |
| P |
2013-05-20 |
2013-05-21 14:02:12 |
HomeTown Bankshares Corp |
HMTA |
AGEE NANCY H |
director |
1,450 |
$6.00 |
$8,700.00 |
10,160 |
view |
| P |
2013-05-17 |
2013-05-21 16:12:25 |
LIONBRIDGE TECHNOLOGIES INC /DE/ |
LIOX |
Glenhill Capital Overseas Mast |
various various various various 10% owner |
38,396 |
$2.75 |
$105,589.00 |
8,116,760 |
view |
| P |
2013-05-20 |
2013-05-21 16:12:25 |
LIONBRIDGE TECHNOLOGIES INC /DE/ |
LIOX |
Glenhill Capital Overseas Mast |
various various various various 10% owner |
74,300 |
$2.77 |
$206,130.00 |
8,191,060 |
view |
| P |
2013-05-20 |
2013-05-21 16:12:25 |
LIONBRIDGE TECHNOLOGIES INC /DE/ |
LIOX |
Glenhill Capital Overseas Mast |
various various various various 10% owner |
12,700 |
$2.81 |
$35,646.40 |
8,203,760 |
view |
| P |
2013-05-21 |
2013-05-21 20:00:16 |
LOCAL Corp |
LOCM |
Sawtell Michael A |
COO |
1,300 |
$1.78 |
$2,314.00 |
47,088 |
view |
| P |
2013-05-21 |
2013-05-21 20:00:16 |
LOCAL Corp |
LOCM |
Sawtell Michael A |
COO |
1,500 |
$1.77 |
$2,659.50 |
48,588 |
view |
| P |
2013-05-17 |
2013-05-21 15:44:00 |
Madison County Financial, Inc. |
MCBK |
Warnemunde David D. |
director |
2,500 |
$16.70 |
$41,750.00 |
92,768 |
view |
| P |
2013-05-17 |
2013-05-21 15:46:36 |
Madison County Financial, Inc. |
MCBK |
Warnemunde David J. |
CEO |
1,200 |
$16.70 |
$20,040.00 |
70,509 |
view |
| P |
2013-05-17 |
2013-05-21 15:46:36 |
Madison County Financial, Inc. |
MCBK |
Warnemunde David J. |
CEO |
2,300 |
$16.70 |
$38,407.70 |
10,715 |
view |
| P |
2013-05-17 |
2013-05-21 15:46:36 |
Madison County Financial, Inc. |
MCBK |
Warnemunde David J. |
CEO |
600 |
$16.70 |
$10,020.00 |
20,705 |
view |
| P |
2013-05-20 |
2013-05-21 15:46:36 |
Madison County Financial, Inc. |
MCBK |
Warnemunde David J. |
CEO |
100 |
$17.05 |
$1,705.00 |
20,805 |
view |
| P |
2013-05-20 |
2013-05-21 18:02:22 |
MANAGEMENT NETWORK GROUP INC |
TMNG |
Woodward Peter H |
director |
10,000 |
$2.81 |
$28,060.00 |
157,213 |
view |
| P |
2013-04-20 |
2013-05-21 17:19:27 |
Mandalay Digital Group, Inc. |
MNDL |
ELLIN ROBERT S |
various various various various director 10% owne |
714,286 |
$500,000.00 |
$3.57142987E11 |
714,286 |
view |
| P |
2013-04-20 |
2013-05-21 17:19:27 |
Mandalay Digital Group, Inc. |
MNDL |
ELLIN ROBERT S |
various various various various director 10% owne |
714,286 |
$500,000.00 |
$3.57142987E11 |
714,286 |
view |
| P |
2013-05-20 |
2013-05-21 16:01:26 |
MFA FINANCIAL, INC. |
MFA |
Ottinger Matthew |
officer (Senior Vice President) |
2,000 |
$25.56 |
$51,120.00 |
2,000 |
view |
| P |
2013-05-20 |
2013-05-21 16:01:26 |
MFA FINANCIAL, INC. |
MFA |
Ottinger Matthew |
officer (Senior Vice President) |
600 |
$25.55 |
$15,330.00 |
2,600 |
view |
| P |
2013-05-20 |
2013-05-21 16:01:26 |
MFA FINANCIAL, INC. |
MFA |
Ottinger Matthew |
officer (Senior Vice President) |
3,288 |
$25.56 |
$84,041.30 |
5,888 |
view |
| P |
2013-05-20 |
2013-05-21 16:01:26 |
MFA FINANCIAL, INC. |
MFA |
Ottinger Matthew |
officer (Senior Vice President) |
210 |
$25.54 |
$5,363.40 |
6,098 |
view |
| P |
2013-05-20 |
2013-05-21 16:01:26 |
MFA FINANCIAL, INC. |
MFA |
Ottinger Matthew |
officer (Senior Vice President) |
485 |
$25.57 |
$12,401.50 |
485 |
view |
| P |
2013-05-17 |
2013-05-21 16:01:53 |
MFA FINANCIAL, INC. |
MFA |
Yarad Stephen D. |
CFO |
1,325 |
$25.43 |
$33,694.80 |
1,325 |
view |
| P |
2013-05-21 |
2013-05-21 19:21:44 |
MONTPELIER RE HOLDINGS LTD |
MRH |
Sutherland Susan J |
director |
3,000 |
$24.83 |
$74,490.00 |
3,000 |
view |
| P |
2013-05-16 |
2013-05-21 10:48:43 |
MUNICIPAL MORTGAGE & EQUITY LLC |
MMAB |
FALCONE MICHAEL L |
CEO |
5,000 |
$1.45 |
$7,250.00 |
408,033 |
view |
| P |
2013-05-17 |
2013-05-21 10:48:43 |
MUNICIPAL MORTGAGE & EQUITY LLC |
MMAB |
FALCONE MICHAEL L |
CEO |
5,000 |
$1.46 |
$7,300.00 |
413,033 |
view |
| P |
2013-05-20 |
2013-05-21 10:48:43 |
MUNICIPAL MORTGAGE & EQUITY LLC |
MMAB |
FALCONE MICHAEL L |
CEO |
5,000 |
$1.53 |
$7,650.00 |
418,033 |
view |
| P |
2013-05-17 |
2013-05-21 09:56:03 |
NATIONAL PENN BANCSHARES INC |
NPBC |
MARTIN CHRISTIAN F IV |
director |
967 |
$10.34 |
$10,000.00 |
342,396 |
view |
| P |
2013-05-17 |
2013-05-21 12:07:03 |
NTS, INC. |
NTS |
Eberwein Jeffrey E. |
director |
500 |
$1.10 |
$550.00 |
2,529,960 |
view |
| P |
2013-05-17 |
2013-05-21 12:07:03 |
NTS, INC. |
NTS |
Eberwein Jeffrey E. |
director |
1,000 |
$1.06 |
$1,060.00 |
2,530,960 |
view |
| P |
2013-05-17 |
2013-05-21 12:07:03 |
NTS, INC. |
NTS |
Eberwein Jeffrey E. |
director |
8,500 |
$1.07 |
$9,095.00 |
2,539,460 |
view |
| P |
2013-05-20 |
2013-05-21 12:07:03 |
NTS, INC. |
NTS |
Eberwein Jeffrey E. |
director |
10,000 |
$1.10 |
$11,000.00 |
2,549,460 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
3,500 |
$7.00 |
$24,504.90 |
1.25601E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
600 |
$7.01 |
$4,209.00 |
1.25601E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
9,300 |
$7.02 |
$65,302.70 |
1.2561E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
10,200 |
$7.03 |
$71,706.00 |
1.25621E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
1,100 |
$7.04 |
$7,744.00 |
1.25622E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
3,000 |
$7.05 |
$21,150.00 |
1.25625E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
500 |
$7.07 |
$3,535.00 |
1.25625E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
2,200 |
$7.09 |
$15,598.00 |
1.25627E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
6,800 |
$7.11 |
$48,320.10 |
1.25634E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
3,700 |
$7.11 |
$26,308.10 |
1.25638E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
4,200 |
$7.12 |
$29,904.40 |
1.25642E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
1,400 |
$7.13 |
$9,987.32 |
1.25644E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
2,703 |
$7.14 |
$19,312.70 |
1.25646E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
2,691 |
$7.15 |
$19,240.70 |
1.25649E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
100 |
$7.16 |
$716.00 |
1.25649E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
300 |
$7.17 |
$2,151.00 |
1.25649E8 |
view |
| P |
2013-05-20 |
2013-05-21 08:00:11 |
Opko Health, Inc. |
OPK |
Frost Gamma Investments Trust |
CEO |
2,106 |
$7.18 |
$15,121.10 |
1.25651E8 |
view |
| P |
2013-05-17 |
2013-05-21 09:31:04 |
ORBIT INTERNATIONAL CORP |
ORBT |
PARSOW ALAN S |
various 10% owner |
1,800 |
$3.24 |
$5,832.00 |
948,465 |
view |
| P |
2013-05-20 |
2013-05-21 09:31:04 |
ORBIT INTERNATIONAL CORP |
ORBT |
PARSOW ALAN S |
various 10% owner |
2,300 |
$3.30 |
$7,590.00 |
950,765 |
view |
| P |
2013-05-20 |
2013-05-21 17:05:29 |
Orchid Island Capital, Inc. |
ORC |
Haas G Hunter IV |
CFO |
2,500 |
$13.46 |
$33,661.00 |
2,500 |
view |
| P |
2013-05-21 |
2013-05-21 17:05:29 |
Orchid Island Capital, Inc. |
ORC |
Haas G Hunter IV |
CFO |
500 |
$13.50 |
$6,750.00 |
3,000 |
view |
| P |
2013-05-17 |
2013-05-21 14:18:25 |
PACIFIC HEALTH CARE ORGANIZATION INC |
PFHO |
KUBOTA TOM |
CEO |
1,056 |
$9.25 |
$9,768.00 |
43,374 |
view |
| P |
2013-05-21 |
2013-05-21 18:47:32 |
PARK CITY GROUP INC |
PCYG |
ALLEN ROBERT W |
|
10,000 |
$4.75 |
$47,500.00 |
464,775 |
view |
| P |
2013-05-21 |
2013-05-21 18:47:32 |
PARK CITY GROUP INC |
PCYG |
ALLEN ROBERT W |
|
10,000 |
$4.75 |
$47,500.00 |
116,900 |
view |
| P |
2013-05-21 |
2013-05-21 18:47:32 |
PARK CITY GROUP INC |
PCYG |
ALLEN ROBERT W |
|
2,032 |
$4.86 |
$9,865.36 |
466,807 |
view |
| P |
2013-05-21 |
2013-05-21 18:47:32 |
PARK CITY GROUP INC |
PCYG |
ALLEN ROBERT W |
|
2,033 |
$4.86 |
$9,870.21 |
118,933 |
view |
| P |
2013-05-21 |
2013-05-21 19:11:03 |
READING INTERNATIONAL INC |
RDI |
McEachern Douglas James |
director |
2,000 |
$6.05 |
$12,100.00 |
4,000 |
view |
| P |
2013-05-20 |
2013-05-21 15:18:34 |
ROYCE FOCUS TRUST INC |
FUND |
GEORGE W WHITNEY |
director officer 10% owner other (Vice President) |
25,000 |
$7.20 |
$180,000.00 |
1,483,620 |
view |
| P |
2013-05-20 |
2013-05-21 15:18:34 |
ROYCE FOCUS TRUST INC |
FUND |
GEORGE W WHITNEY |
director officer 10% owner other (Vice President) |
94,900 |
$7.21 |
$684,220.00 |
1,458,620 |
view |
| P |
2013-05-17 |
2013-05-21 15:18:34 |
ROYCE FOCUS TRUST INC |
FUND |
GEORGE W WHITNEY |
director officer 10% owner other (Vice President) |
5,100 |
$7.17 |
$36,567.50 |
1,363,720 |
view |
| P |
2013-05-20 |
2013-05-21 15:39:19 |
S&W Seed Co |
SANW |
NORDSTROM MICHAEL N. |
director |
452 |
$9.00 |
$4,068.00 |
4,452 |
view |
| P |
2013-05-21 |
2013-05-21 18:21:06 |
S&W Seed Co |
SANW |
GREWAL MARK S |
CEO |
2,300 |
$8.89 |
$20,447.00 |
48,765 |
view |
| P |
2013-05-21 |
2013-05-21 18:21:06 |
S&W Seed Co |
SANW |
GREWAL MARK S |
CEO |
1,600 |
$8.90 |
$14,240.00 |
50,365 |
view |
| P |
2013-05-21 |
2013-05-21 18:21:06 |
S&W Seed Co |
SANW |
GREWAL MARK S |
CEO |
1,000 |
$8.95 |
$8,950.00 |
51,365 |
view |
| P |
2013-05-21 |
2013-05-21 18:21:06 |
S&W Seed Co |
SANW |
GREWAL MARK S |
CEO |
100 |
$8.88 |
$888.00 |
51,465 |
view |
| P |
2013-05-20 |
2013-05-21 10:00:24 |
SENESCO TECHNOLOGIES INC |
SNTI |
Browne Leslie J |
CEO |
30,000 |
$0.04 |
$1,200.00 |
49,000 |
view |
| P |
2013-05-21 |
2013-05-21 18:12:51 |
Silver Bay Realty Trust Corp. |
SBY |
KESSLER IRVIN R |
director |
54,623 |
$18.04 |
$985,399.00 |
270,377 |
view |
| P |
2013-05-16 |
2013-05-21 13:07:34 |
SMTC CORP |
SMTX |
Waterfield John Randall |
director |
67,655 |
$1.86 |
$125,635.00 |
222,243 |
view |
| P |
2013-05-17 |
2013-05-21 13:07:34 |
SMTC CORP |
SMTX |
Waterfield John Randall |
director |
52,300 |
$1.99 |
$103,868.00 |
274,543 |
view |
| P |
2013-05-20 |
2013-05-21 15:32:23 |
Solera National Bancorp, Inc. |
SLRK |
Quagliano Michael Drew |
10% owner |
2,500 |
$5.80 |
$14,500.00 |
465,170 |
view |
| P |
2013-05-17 |
2013-05-21 18:50:45 |
SOLTA MEDICAL INC |
SLTM |
McCarthy Cathy L |
director |
10,000 |
$2.13 |
$21,300.00 |
77,975 |
view |
| P |
2013-05-17 |
2013-05-21 17:40:30 |
Spectrum Brands Holdings, Inc. |
SPB |
FALCONE PHILIP |
various various 10% owner other |
39,200 |
$59.28 |
$2,323,780.00 |
3.0609E7 |
view |
| P |
2013-05-20 |
2013-05-21 17:40:30 |
Spectrum Brands Holdings, Inc. |
SPB |
FALCONE PHILIP |
various various 10% owner other |
38,600 |
$58.87 |
$2,272,380.00 |
3.06476E7 |
view |
| P |
2013-05-21 |
2013-05-21 17:40:30 |
Spectrum Brands Holdings, Inc. |
SPB |
FALCONE PHILIP |
various various 10% owner other |
23,399 |
$58.80 |
$1,375,860.00 |
3.0671E7 |
view |
| P |
2013-05-17 |
2013-05-21 13:36:33 |
SWK Holdings Corp |
SWKH |
Pope James Brett |
CEO |
110,000 |
$0.79 |
$87,340.00 |
207,469 |
view |
| P |
2013-05-20 |
2013-05-21 13:36:33 |
SWK Holdings Corp |
SWKH |
Pope James Brett |
CEO |
55,000 |
$0.80 |
$43,725.00 |
262,469 |
view |
| P |
2013-05-21 |
2013-05-21 15:33:34 |
Tonix Pharmaceuticals Holding Corp. |
TNXP |
GERSHELL LELAND |
CFO |
100 |
$7.49 |
$749.00 |
100,100 |
view |
| P |
2013-05-21 |
2013-05-21 16:08:20 |
U S GLOBAL INVESTORS INC |
GROW |
HOLMES FRANK E |
CEO |
200 |
$2.60 |
$520.00 |
129,197 |
view |
| P |
2013-05-20 |
2013-05-21 16:18:28 |
Vocus, Inc. |
VOCS |
Burns Kevin J |
director |
25,000 |
$8.50 |
$212,500.00 |
78,085 |
view |
| P |
2013-05-20 |
2013-05-21 21:56:37 |
ZaZa Energy Corp |
ZAZA |
FAY IAN H. |
CFO |
30,000 |
$1.48 |
$44,274.00 |
1,170,380 |
view |