| P |
2026-03-24 |
2026-03-24 16:59:07.0 |
Advanced Flower Capital Inc. |
AFCG |
TANNENBAUM LEONARD M |
director 10% owner |
44,914 |
$2.59 |
$116,327.00 |
6,373,110 |
view |
| P |
2026-03-23 |
2026-03-24 16:59:07.0 |
Advanced Flower Capital Inc. |
AFCG |
TANNENBAUM LEONARD M |
director 10% owner |
14,366 |
$2.59 |
$37,207.90 |
6,328,190 |
view |
| P |
2026-03-20 |
2026-03-24 16:59:07.0 |
Advanced Flower Capital Inc. |
AFCG |
TANNENBAUM LEONARD M |
director 10% owner |
115,237 |
$2.55 |
$293,854.00 |
6,313,830 |
view |
| P |
2026-03-23 |
2026-03-24 16:32:02.0 |
Advantage Solutions Inc. |
ADV |
KILTS JAMES M |
|
30,999 |
$0.79 |
$24,523.30 |
1,596,660 |
view |
| P |
2026-03-20 |
2026-03-24 16:32:02.0 |
Advantage Solutions Inc. |
ADV |
KILTS JAMES M |
|
33,554 |
$0.77 |
$25,772.80 |
1,565,660 |
view |
| P |
2026-03-23 |
2026-03-24 16:31:28.0 |
Arq, Inc. |
ARQ |
Campbell-Breeden Richard |
director |
150,000 |
$2.21 |
$331,665.00 |
404,786 |
view |
| P |
2026-03-23 |
2026-03-24 16:46:45.0 |
BCP Investment Corp |
BCIC |
Held David |
(Chief Compliance Officer) |
938 |
$7.35 |
$6,894.21 |
1,258 |
view |
| P |
2026-03-23 |
2026-03-24 15:13:14.0 |
BCP Investment Corp |
BCIC |
Grunebaum George |
|
6,800 |
$7.54 |
$51,271.30 |
14,136 |
view |
| P |
2026-03-24 |
2026-03-24 18:01:52.0 |
Better Home & Finance Holding Co |
BETR |
Garg Vishal |
CEO |
2,900 |
$30.06 |
$87,174.90 |
52,660 |
view |
| P |
2026-03-23 |
2026-03-24 18:01:52.0 |
Better Home & Finance Holding Co |
BETR |
Garg Vishal |
CEO |
750 |
$28.50 |
$21,375.00 |
32,210 |
view |
| P |
2026-03-23 |
2026-03-24 18:01:52.0 |
Better Home & Finance Holding Co |
BETR |
Garg Vishal |
CEO |
9,850 |
$29.56 |
$291,191.00 |
42,060 |
view |
| P |
2026-03-24 |
2026-03-24 18:01:52.0 |
Better Home & Finance Holding Co |
BETR |
Garg Vishal |
CEO |
6,701 |
$28.37 |
$190,136.00 |
48,761 |
view |
| P |
2026-03-24 |
2026-03-24 18:01:52.0 |
Better Home & Finance Holding Co |
BETR |
Garg Vishal |
CEO |
999 |
$29.08 |
$29,055.20 |
49,760 |
view |
| P |
2026-03-23 |
2026-03-24 16:30:54.0 |
Blue Water Acquisition Corp. IV |
BWIV |
Hernandez Joseph |
CEO |
275,000 |
$0.00 |
$0.00 |
275,000 |
view |
| P |
2026-03-23 |
2026-03-24 16:32:02.0 |
Blue Water Acquisition Corp. IV |
BWIV |
Blue Water Acquisition IV LLC |
10% owner |
275,000 |
$0.00 |
$0.00 |
275,000 |
view |
| P |
2026-03-20 |
2026-03-24 15:00:42.0 |
Bluerock Homes Trust, Inc. |
BHM |
KAMFAR RAMIN |
CEO |
5,707 |
$10.97 |
$62,605.80 |
59,224 |
view |
| P |
2026-03-23 |
2026-03-24 16:17:00.0 |
Exzeo Group, Inc. |
XZO |
Macchiarola James J |
|
4,000 |
$15.12 |
$60,480.00 |
140,000 |
view |
| P |
2026-03-24 |
2026-03-24 16:15:52.0 |
Exzeo Group, Inc. |
XZO |
Patel Paresh |
CEO |
2,000 |
$14.99 |
$29,980.00 |
1,584,010 |
view |
| P |
2026-03-13 |
2026-03-24 14:01:23.0 |
FLYEXCLUSIVE INC. |
FLYX |
Hopper Peter B. |
director |
25,000 |
$2.35 |
$58,677.50 |
125,000 |
view |
| P |
2026-03-09 |
2026-03-24 14:01:23.0 |
FLYEXCLUSIVE INC. |
FLYX |
Hopper Peter B. |
director |
50,000 |
$2.38 |
$119,235.00 |
100,000 |
view |
| P |
2026-03-06 |
2026-03-24 14:01:23.0 |
FLYEXCLUSIVE INC. |
FLYX |
Hopper Peter B. |
director |
50,000 |
$2.54 |
$127,120.00 |
50,000 |
view |
| P |
2026-03-20 |
2026-03-24 11:55:15.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
10 |
$34.60 |
$346.00 |
249,214 |
view |
| P |
2026-03-20 |
2026-03-24 14:53:47.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
10 |
$34.60 |
$346.00 |
249,204 |
view |
| P |
2026-03-20 |
2026-03-24 14:53:47.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
25 |
$34.60 |
$865.00 |
8,216,800 |
view |
| P |
2026-03-20 |
2026-03-24 14:53:47.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
18 |
$34.60 |
$622.80 |
135 |
view |
| P |
2026-03-20 |
2026-03-24 11:55:15.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
18 |
$34.60 |
$622.80 |
135 |
view |
| P |
2026-03-20 |
2026-03-24 11:55:15.0 |
Horizon Kinetics Holding Corp |
HKHC |
Horizon Common Inc |
various director officer 10% owner (CEO and CIO) |
25 |
$34.60 |
$865.00 |
8,216,800 |
view |
| P |
2026-03-23 |
2026-03-24 17:13:45.0 |
Janus Living, Inc. |
JAN |
Brinker Scott M |
CEO |
100,000 |
$20.00 |
$2,000,000.00 |
100,000 |
view |
| P |
2026-03-23 |
2026-03-24 17:13:03.0 |
Janus Living, Inc. |
JAN |
Miller Jeffrey H |
COO |
7,500 |
$20.00 |
$150,000.00 |
7,500 |
view |
| P |
2026-03-23 |
2026-03-24 17:14:26.0 |
Janus Living, Inc. |
JAN |
Arabia John V |
director |
60,000 |
$20.00 |
$1,200,000.00 |
67,500 |
view |
| P |
2026-03-23 |
2026-03-24 17:14:53.0 |
Janus Living, Inc. |
JAN |
HERMAN CHARLES J JR |
director |
5,500 |
$20.00 |
$110,000.00 |
13,000 |
view |
| P |
2026-03-23 |
2026-03-24 17:17:06.0 |
Janus Living, Inc. |
JAN |
Olsen Denise |
director |
500 |
$20.00 |
$10,000.00 |
8,000 |
view |
| P |
2026-03-23 |
2026-03-24 17:19:08.0 |
Janus Living, Inc. |
JAN |
Sandstrom Katherine M |
director |
13,500 |
$20.00 |
$270,000.00 |
21,000 |
view |
| P |
2026-03-23 |
2026-03-24 12:45:06.0 |
KALTURA INC |
KLTR |
Levandov Richard |
director |
40,000 |
$1.22 |
$48,920.00 |
489,706 |
view |
| P |
2026-03-23 |
2026-03-24 10:04:02.0 |
KALTURA INC |
KLTR |
Yekutiel Ron |
CEO |
40,475 |
$1.23 |
$49,626.40 |
1.50557E7 |
view |
| P |
2026-03-24 |
2026-03-24 16:46:19.0 |
KELLY SERVICES INC |
KELYA |
Layden Christopher D. |
CEO |
10,000 |
$8.76 |
$87,561.00 |
382,513 |
view |
| P |
2026-03-24 |
2026-03-24 16:46:19.0 |
KELLY SERVICES INC |
KELYA |
Layden Christopher D. |
CEO |
100 |
$13.52 |
$1,351.50 |
100 |
view |
| P |
2026-03-19 |
2026-03-24 17:12:58.0 |
NexPoint Residential Trust, Inc. |
NXRT |
Richards Paul |
officer (See Remarks) |
1,500 |
$24.81 |
$37,215.00 |
30,359 |
view |
| P |
2026-03-20 |
2026-03-24 17:12:58.0 |
NexPoint Residential Trust, Inc. |
NXRT |
Richards Paul |
officer (See Remarks) |
200 |
$24.11 |
$4,822.00 |
30,559 |
view |
| P |
2026-03-20 |
2026-03-24 17:13:39.0 |
NexPoint Residential Trust, Inc. |
NXRT |
McGraner Matt |
officer (See Remarks) |
2,000 |
$24.37 |
$48,740.00 |
331,334 |
view |
| P |
2026-03-23 |
2026-03-24 17:44:19.0 |
Nuveen Mortgage & Income Fund/MA/ |
JLS |
Virgilio Stephen |
other |
250 |
$18.05 |
$4,512.50 |
1,487 |
view |
| P |
2026-03-23 |
2026-03-24 10:28:45.0 |
PetVivo Holdings, Inc. |
PETV |
A.L. Sarroff Fund, LLC |
10% owner |
1,000 |
$0.75 |
$749.90 |
1.02022E7 |
view |
| P |
2026-03-23 |
2026-03-24 10:28:45.0 |
PetVivo Holdings, Inc. |
PETV |
A.L. Sarroff Fund, LLC |
10% owner |
23,033 |
$0.68 |
$15,662.40 |
1.02012E7 |
view |
| P |
2026-03-23 |
2026-03-24 10:57:57.0 |
PicS N.V. |
PICS |
Pruett William Rodney |
director |
100,000 |
$11.80 |
$1,180,000.00 |
100,000 |
view |
| P |
2026-03-23 |
2026-03-24 21:01:32.0 |
PodcastOne, Inc. |
PODC |
MERRIMAN D JONATHAN |
director |
2,980 |
$2.35 |
$7,003.00 |
292,532 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
360 |
$3.28 |
$1,180.80 |
157,094 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
18 |
$3.28 |
$59.04 |
5,804 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
180 |
$3.28 |
$590.40 |
136,308 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
180 |
$3.28 |
$590.40 |
321,560 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
296 |
$3.28 |
$970.88 |
364,898 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
18 |
$3.28 |
$59.04 |
11,880 |
view |
| P |
2026-03-23 |
2026-03-24 14:46:00.0 |
RENN Fund, Inc. |
RCG |
STAHL MURRAY |
officer 10% owner (President/Co-Portfolio Manager) |
82 |
$3.28 |
$268.96 |
67,778 |
view |
| P |
2026-03-20 |
2026-03-24 21:17:18.0 |
RenovoRx, Inc. |
RNXT |
Marton Laurence |
director |
9,720 |
$0.00 |
$0.00 |
9,720 |
view |
| P |
2026-03-20 |
2026-03-24 21:16:21.0 |
RenovoRx, Inc. |
RNXT |
VOLL MARK |
CFO |
97,200 |
$0.00 |
$0.00 |
97,200 |
view |
| P |
2026-03-20 |
2026-03-24 21:16:57.0 |
RenovoRx, Inc. |
RNXT |
Bagai Shaun |
CEO |
24,300 |
$0.00 |
$0.00 |
313,357 |
view |
| P |
2026-03-23 |
2026-03-24 13:00:56.0 |
SCIENTIFIC INDUSTRIES INC |
SCND |
MOORE JOHN A |
director officer (Chairman) |
9,000 |
$0.58 |
$5,220.00 |
926,871 |
view |
| P |
2026-03-24 |
2026-03-24 16:05:55.0 |
Sol-Gel Technologies Ltd. |
SLGL |
Opaleye Management Inc. |
10% owner |
5,000 |
$72.00 |
$360,000.00 |
15,000 |
view |
| P |
2026-03-24 |
2026-03-24 16:05:55.0 |
Sol-Gel Technologies Ltd. |
SLGL |
Opaleye Management Inc. |
10% owner |
34,665 |
$72.00 |
$2,495,880.00 |
485,000 |
view |
| P |
2026-03-05 |
2026-03-24 16:19:03.0 |
SONO TEK CORP |
SOTK |
Lawal Adeniyi |
director |
2,400 |
$4.12 |
$9,888.00 |
2,400 |
view |
| P |
2026-03-23 |
2026-03-24 14:20:48.0 |
Texas Pacific Land Corp |
TPL |
HORIZON KINETICS ASSET MANAGEMENT LLC |
10% owner |
1 |
$529.07 |
$529.07 |
3,467,930 |
view |
| P |
2026-03-20 |
2026-03-24 08:04:18.0 |
Tuniu Corp |
TOUR |
Chen Anqiang |
officer (Financial Controller) |
16,800 |
$0.73 |
$12,223.70 |
49,900 |
view |
| P |
2026-03-23 |
2026-03-24 08:04:18.0 |
Tuniu Corp |
TOUR |
Chen Anqiang |
officer (Financial Controller) |
2,800 |
$0.73 |
$2,030.00 |
52,700 |
view |
| P |
2026-03-23 |
2026-03-24 16:04:30.0 |
Virtus Dividend, Interest & Premium Strategy Fund |
NFJ |
Saba Capital Management, L.P. |
10% owner |
66,031 |
$12.52 |
$826,708.00 |
9,963,690 |
view |
| P |
2026-03-23 |
2026-03-24 19:52:44.0 |
WhiteHorse Finance, Inc. |
WHF |
Aronson Stuart D |
CEO |
8,000 |
$6.95 |
$55,600.00 |
80,000 |
view |
| P |
2026-03-20 |
2026-03-24 19:52:44.0 |
WhiteHorse Finance, Inc. |
WHF |
Aronson Stuart D |
CEO |
5,000 |
$7.10 |
$35,500.00 |
72,000 |
view |