| P |
2019-04-18 |
2019-04-23 11:52:26.0 |
ADAMS DIVERSIFIED EQUITY FUND, INC. |
ADX |
SMITH CRAIG R |
director |
17,000 |
$14.91 |
$253,552.00 |
46,469 |
view |
| P |
2019-04-22 |
2019-04-23 15:58:38.0 |
ADVANCED CREDIT TECHNOLOGIES INC |
ACRT |
SCHUETTE REX S |
director |
625,000 |
$0.10 |
$62,500.00 |
2,587,500 |
view |
| P |
2019-04-17 |
2019-04-23 20:34:13.0 |
AMARILLO BIOSCIENCES INC |
AMAR |
CHEN STEPHEN T |
CEO |
2,000 |
$0.39 |
$780.00 |
540,000 |
view |
| P |
2019-04-15 |
2019-04-23 20:34:13.0 |
AMARILLO BIOSCIENCES INC |
AMAR |
CHEN STEPHEN T |
CEO |
1,000 |
$0.39 |
$390.00 |
538,000 |
view |
| P |
2019-04-22 |
2019-04-23 17:01:29.0 |
ARES CAPITAL CORP |
ARCC |
BARTLETT STEVE |
director |
200 |
$17.32 |
$3,464.00 |
11,600 |
view |
| P |
2019-04-23 |
2019-04-23 15:31:48.0 |
Bank First National Corp |
BFC |
Ansay Michael G. |
director |
80 |
$62.00 |
$4,960.00 |
65,563 |
view |
| P |
2019-04-22 |
2019-04-23 12:51:07.0 |
County Bancorp, Inc. |
ICBK |
Eisen Jacob |
director |
1,105 |
$18.25 |
$20,166.20 |
1,105 |
view |
| P |
2019-04-23 |
2019-04-23 18:54:25.0 |
Eiger BioPharmaceuticals, Inc. |
EIGR |
Dietz Thomas John |
director |
5,000 |
$11.10 |
$55,495.00 |
20,000 |
view |
| P |
2018-12-31 |
2019-04-23 17:49:02.0 |
EverQuote, Inc. |
EVER |
Abrams Zachary F |
10% owner |
10,000 |
$41,796.00 |
$4.1796E8 |
2,324,880 |
view |
| P |
2019-04-22 |
2019-04-23 16:16:35.0 |
GLADSTONE COMMERCIAL CORP |
GOOD |
Cutlip Robert G |
officer (President) |
500 |
$20.57 |
$10,284.00 |
49,100 |
view |
| P |
2019-04-22 |
2019-04-23 09:26:29.0 |
HOOKER FURNITURE CORP |
HOFT |
WILLIAMSON HENRY G JR |
director |
8,000 |
$28.13 |
$225,040.00 |
38,941 |
view |
| P |
2019-04-23 |
2019-04-23 16:24:55.0 |
HOOKER FURNITURE CORP |
HOFT |
TOMS PAUL B JR |
CEO |
500 |
$28.98 |
$14,491.30 |
76,756 |
view |
| P |
2019-04-23 |
2019-04-23 16:24:55.0 |
HOOKER FURNITURE CORP |
HOFT |
TOMS PAUL B JR |
CEO |
500 |
$28.95 |
$14,477.50 |
76,256 |
view |
| P |
2019-04-23 |
2019-04-23 16:55:22.0 |
HOOKIPA Pharma Inc. |
HOOK |
BAKER JULIAN |
various various various other |
820,729 |
$14.00 |
$1.14902E7 |
820,729 |
view |
| P |
2019-04-23 |
2019-04-23 16:55:22.0 |
HOOKIPA Pharma Inc. |
HOOK |
BAKER JULIAN |
various various various other |
72,128 |
$14.00 |
$1,009,790.00 |
72,128 |
view |
| P |
2019-04-22 |
2019-04-23 09:42:25.0 |
INSTEEL INDUSTRIES INC |
IIIN |
RUTKOWSKI JOSEPH A |
director |
3,000 |
$18.44 |
$55,332.00 |
8,121 |
view |
| P |
2019-04-22 |
2019-04-23 14:25:26.0 |
Invesco Senior Income Trust |
VVR |
Weinstein Boaz |
various 10% owner |
71,389 |
$4.30 |
$306,973.00 |
2.04758E7 |
view |
| P |
2019-04-23 |
2019-04-23 15:12:59.0 |
LIBERTY ALL STAR EQUITY FUND |
USA |
BROCK THOMAS W |
other |
700 |
$6.42 |
$4,494.00 |
2,500 |
view |
| P |
2019-04-22 |
2019-04-23 13:49:03.0 |
NEW PEOPLES BANKSHARES INC |
NWPP |
COX JOHN D |
director |
10,815 |
$1.80 |
$19,467.00 |
400,462 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
13,623 |
$2.30 |
$31,332.90 |
2.58252E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
10,000 |
$2.31 |
$23,050.00 |
2.58352E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
20,000 |
$2.31 |
$46,200.00 |
2.58552E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
6,377 |
$2.30 |
$14,635.20 |
2.58116E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
10,000 |
$2.34 |
$23,350.00 |
2.58652E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
10,000 |
$2.35 |
$23,450.00 |
2.58752E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
1,000 |
$2.36 |
$2,355.00 |
2.58762E7 |
view |
| P |
2019-04-22 |
2019-04-23 08:04:03.0 |
Opko Health, Inc. |
OPK |
Frost Nevada Investments Trust |
CEO |
9,000 |
$2.36 |
$21,240.00 |
2.58852E7 |
view |
| P |
2019-04-22 |
2019-04-23 16:40:34.0 |
PIMCO Energy & Tactical Credit Opportunities Fund |
NRGX |
SHARENOW GREG ELLIOT |
other |
1,420 |
$20.69 |
$29,377.00 |
16,994 |
view |
| P |
2019-04-22 |
2019-04-23 14:29:48.0 |
RETRACTABLE TECHNOLOGIES INC |
RVP |
SHAW THOMAS J |
CEO |
5,914 |
$0.66 |
$3,909.15 |
1.41217E7 |
view |
| P |
2019-04-22 |
2019-04-23 15:17:17.0 |
RICHARDSON ELECTRONICS LTD/DE |
RELL |
Ben Robert J |
CFO |
2,500 |
$6.08 |
$15,193.80 |
22,462 |
view |
| P |
2019-01-09 |
2019-04-23 11:56:12.0 |
Royale Energy, Inc. |
ROYL |
Vogel Robert J |
director |
69,048 |
$0.00 |
$0.00 |
69,048 |
view |
| P |
2019-04-22 |
2019-04-23 12:23:20.0 |
TEXAS PACIFIC LAND TRUST |
TPL |
KINETICS ASSET MANAGEMENT LLC |
various various various 10% owner |
36 |
$896.07 |
$32,258.50 |
203,908 |
view |
| P |
2019-04-22 |
2019-04-23 16:22:52.0 |
TRECORA RESOURCES |
TREC |
Quarles Patrick D. |
CEO |
9,346 |
$9.57 |
$89,462.70 |
39,346 |
view |
| P |
2019-04-23 |
2019-04-23 16:22:52.0 |
TRECORA RESOURCES |
TREC |
Quarles Patrick D. |
CEO |
654 |
$9.55 |
$6,245.31 |
40,000 |
view |
| P |
2019-04-18 |
2019-04-23 14:11:04.0 |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
EHI |
Weinstein Boaz |
various 10% owner |
17,082 |
$9.64 |
$164,670.00 |
7,242,260 |
view |
| P |
2019-04-22 |
2019-04-23 14:11:04.0 |
WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
EHI |
Weinstein Boaz |
various 10% owner |
17,322 |
$9.63 |
$166,811.00 |
7,259,580 |
view |
| P |
2019-04-22 |
2019-04-23 14:20:49.0 |
WESTERN ASSET HIGH INCOME FUND II INC. |
HIX |
Weinstein Boaz |
various 10% owner |
22,151 |
$6.61 |
$146,418.00 |
1.07344E7 |
view |
| P |
2019-04-18 |
2019-04-23 14:20:49.0 |
WESTERN ASSET HIGH INCOME FUND II INC. |
HIX |
Weinstein Boaz |
various 10% owner |
53,187 |
$6.61 |
$351,566.00 |
1.07122E7 |
view |
| P |
2019-04-18 |
2019-04-23 14:13:53.0 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
HIO |
Weinstein Boaz |
various 10% owner |
70,045 |
$4.94 |
$346,022.00 |
1.40988E7 |
view |
| P |
2019-04-22 |
2019-04-23 14:13:53.0 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
HIO |
Weinstein Boaz |
various 10% owner |
1,531 |
$4.91 |
$7,517.21 |
1.41003E7 |
view |
| P |
2019-04-21 |
2019-04-23 18:01:40.0 |
Wize Pharma, Inc. |
WIZP |
Danenberg Noam |
CEO |
125,000 |
$1.00 |
$125,000.00 |
165,100 |
view |
| P |
2019-04-22 |
2019-04-23 16:08:48.0 |
Yangtze River Port & Logistics Ltd |
YRIV |
Liu XiangYao |
CEO |
280,000 |
$1.08 |
$302,680.00 |
622,260 |
view |
| P |
2019-04-18 |
2019-04-23 16:08:48.0 |
Yangtze River Port & Logistics Ltd |
YRIV |
Liu XiangYao |
CEO |
2,825 |
$1.05 |
$2,966.25 |
342,260 |
view |