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SWS
- As of 10/31/24, 06:56:11 PM: 66 Insider Transactions.
Sector:
Financial
Industry:
Investment Brokerage - Regional
Prev Close:
$0.00
Avg Vol(3m):
0
P/E:
0.00
EPS:
-0.23
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Insider Transactions for SWS
Buy/Sell*
Filed Date
Subject
Symbol
Acquirer
Pct Owned
Details
S
2015-02-13 18:06:53.0
Hilltop Securities Holdings LLC
SWS
HIGHLAND CAPITAL MANAGEMENT LP
6.7%
view
S
2015-02-02 12:13:35.0
Hilltop Securities Holdings LLC
SWS
BlackRock Inc
5.9%
view
B
2015-01-02 09:27:40.0
Hilltop Securities Holdings LLC
SWS
Hilltop Holdings Inc
100.0%
view
S
2015-01-02 06:22:09.0
Hilltop Securities Holdings LLC
SWS
OHCP MGP III
n/a
view
S
2014-10-21 13:56:06.0
SWS GROUP INC
SWS
GAMCO INVESTORS
1.4%
view
S
2014-10-06 09:38:50.0
SWS GROUP INC
SWS
Lone Star Value Management LLC
8.15%
view
S
2014-10-03 16:22:16.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
21.0%
view
S
2014-09-29 10:53:32.0
SWS GROUP INC
SWS
OHCP MGP III
20.7%
view
B
2014-08-29 17:44:52.0
SWS GROUP INC
SWS
Lone Star Value Management LLC
9.98%
view
B
2014-08-26 16:34:42.0
SWS GROUP INC
SWS
Lone Star Value Management LLC
8.8%
view
B
2014-08-21 16:26:34.0
SWS GROUP INC
SWS
Lone Star Value Management LLC
7.0%
view
B
2014-08-18 09:00:39.0
SWS GROUP INC
SWS
Lone Star Value Management LLC
5.5%
view
S
2014-06-13 15:21:50.0
SWS GROUP INC
SWS
WHV Investment Management
0.0%
view
B
2014-04-03 17:19:45.0
SWS GROUP INC
SWS
OAK HILL CAPITAL MANAGEMENT
20.8%
view
B
2014-04-01 16:56:43.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
24.4%
view
S
2014-03-06 16:56:39.0
SWS GROUP INC
SWS
GAMCO INVESTORS
1.95%
view
S
2014-02-18 13:11:57.0
SWS GROUP INC
SWS
WHV Investment Management
6.1%
view
B
2014-02-14 06:18:53.0
SWS GROUP INC
SWS
HIGHLAND CAPITAL MANAGEMENT LP
7.8%
view
B
2014-01-30 14:09:33.0
SWS GROUP INC
SWS
BlackRock Inc
8.6%
view
S
2014-01-10 07:09:35.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
24.4%
view
S
2013-02-14 12:23:54.0
SWS GROUP INC
SWS
PRESCOTT GROUP CAPITAL MANAGEMENT
2.8%
view
B
2013-02-07 18:52:26.0
SWS GROUP INC
SWS
BlackRock Inc
7.73%
view
B
2013-02-06 07:55:05.0
SWS GROUP INC
SWS
WHV Investment Management
7.36%
view
B
2012-02-14 08:50:06.0
SWS GROUP INC
SWS
WENTWORTH HAUSER & VIOLICH
7.28%
view
S
2012-02-10 12:51:32.0
SWS GROUP INC
SWS
BlackRock Inc
7.47%
view
S
2012-02-07 06:02:05.0
SWS GROUP INC
SWS
PRESCOTT GROUP CAPITAL MANAGEMENT
8.0%
view
B
2011-12-01 16:36:50.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
24.6%
view
B
2011-09-16 17:15:28.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
22.0%
view
B
2011-08-08 17:10:28.0
SWS GROUP INC
SWS
Hilltop Holdings Inc
21.1%
view
B
2011-08-05 16:10:40.0
SWS GROUP INC
SWS
OHCP MGP III
21.1%
view
B
2011-02-14 15:15:16.0
SWS GROUP INC
SWS
PRESCOTT GROUP CAPITAL MANAGEMENT LLC
9.2%
view
S
2011-02-08 14:59:16.0
SWS GROUP INC
SWS
BlackRock Inc
7.79%
view
S
2010-02-18 15:05:38.0
SWS GROUP INC
SWS
GAMCO INVESTORS
3.0%
view
B
2010-02-16 12:55:10.0
SWS GROUP INC
SWS
WENTWORTH HAUSER & VIOLICH
3.86%
view
S
2010-02-12 17:32:15.0
SWS GROUP INC
SWS
KEELEY ASSET MANAGEMENT CORP
4.97%
view
B
2010-02-08 11:56:29.0
SWS GROUP INC
SWS
BlackRock Inc
11.83%
view
B
2010-01-29 15:35:15.0
SWS GROUP INC
SWS
BlackRock Inc
9.09%
view
S
2009-12-10 20:07:50.0
SWS GROUP INC
SWS
MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY
4.4%
view
S
2009-10-02 11:28:51.0
SWS GROUP INC
SWS
GAMCO INVESTORS
3.81%
view
B
2009-09-29 14:19:06.0
SWS GROUP INC
n/a
MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY
5.2%
view
B
2009-04-13 16:05:59.0
SWS GROUP INC
SWS
GAMCO INVESTORS
4.25%
view
S
2009-03-23 12:40:06.0
SWS GROUP INC
SWS
GAMCO INVESTORS
4.22%
view
S
2009-02-13 07:54:17.0
SWS GROUP INC
SWS
PUTNAM LLC
3.9%
view
B
2008-03-17 16:44:53.0
SWS GROUP INC
SWS
GAMCO INVESTORS
4.28%
view
B
2008-02-14 10:44:10.0
SWS GROUP INC
SWS
KEELEY ASSET MANAGEMENT CORP
5.3%
view
B
2008-02-06 12:25:15.0
SWS GROUP INC
SWS
BARCLAYS GLOBAL INVESTORS NA
2.91%
view
B
2008-02-01 11:36:18.0
SWS GROUP INC
SWS
PUTNAM LLC
7.4%
view
S
2006-02-16 00:00:00.0
SWS GROUP INC
SWS
ADVISORY RESEARCH INC
n/a
view
B
2005-02-15 00:00:00.0
SWS GROUP INC
SWS
ADVISORY RESEARCH INC
9.618%
view
B
2004-02-13 00:00:00.0
SWS GROUP INC
SWS
ADVISORY RESEARCH INC
9.59%
view
S
2004-02-13 00:00:00.0
SWS GROUP INC
SWS
NFJ INVESTMENT GROUP
0.0%
view
S
2004-01-09 00:00:00.0
SWS GROUP INC
SWS
THIRD AVENUE MANAGEMENT LLC
3.8%
view
S
2003-07-10 00:00:00.0
SWS GROUP INC
SWS
THIRD AVENUE MANAGEMENT LLC
9.8%
view
B
2003-02-18 00:00:00.0
SWS GROUP INC
SWS
ADVISORY RESEARCH INC
6.7%
view
B
2003-02-14 00:00:00.0
SWS GROUP INC
SWS
NFJ INVESTMENT GROUP
5.6%
view
B
2003-01-31 00:00:00.0
SWS GROUP INC
SWS
THIRD AVENUE MANAGEMENT LLC
12.1%
view
B
2002-07-10 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
EQSF ADVISERS INC
10.58%
view
B
2002-05-09 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
EQSF ADVISERS INC
9.42%
view
B
2002-01-17 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
EQSF ADVISERS INC
7.2%
view
B
2001-08-08 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
EQSF ADVISERS INC ET AL
7.74%
view
B
2000-03-27 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
RICHARD L & F ANNETTE SCOTT FAMILY LTD PARTNERSHIP
2.1%
view
S
2000-02-03 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
DIMENSIONAL FUND ADVISORS INC
n/a
view
B
1999-02-11 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
DIMENSIONAL FUND ADVISORS INC
n/a
view
S
1998-02-13 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
MORGAN J P & CO INC
0.2%
view
B
1997-01-31 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
MORGAN J P & CO INC
7.2%
view
B
1995-02-15 00:00:00.0
SOUTHWEST SECURITIES GROUP INC
SWS
MORGAN J P & CO INC
4.5%
view
* Institutions do not report transaction buy/sell types directly. To help members better understand the transactions, this column is filled by InsiderCow's best-effort interpretations.